No Integrity List: Vanguard, FINRA
Updated February 19, 2024 By Roy Philipose I'm still waiting for a good opportunity because I've never gotten it yet. I have to create my own. I ask for help and I get harmed regularly instead. Vanguard has harmed me. I first applied to Vanguard (investment firm) for their entry-level brokerage role in 1998, at age 23. Finally, after 24 years and 10 tries, I was hired for the entry-level brokerage role in July 2022, at age 47. While I was at Vanguard, I helped out thousands of clients and not one was ever harmed by me. In August 2023, Vanguard contacted me regarding A/X Growth (my investment management model). I told them it wasn't a business and there were no immediate plans to start one. I then updated the website to avoid any compliance issues. There was no follow-up or questions from Vanguard, and I was terminated right after I filed for FMLA leave. This was a misunderstanding that went too far. Vanguard has wrongfully terminated me, defamed me, and damaged