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No Integrity List™: Vanguard Brokerage, Finra Dept of Enforcement - March 2026 Update

By Roy Philipose ©  Copyright Roy Philipose 2024. All rights reserved. Reproduction of content is prohibited without a license. _____________ Note: I have been seeking an "opportunity" to become a portfolio manager since 1998. I can outperform the stock market on a consistent basis. My superior investment model is  A/X Growth _____________ The No Integrity List (NIL) ™  is about accountability for wrongdoing. Vanguard Brokerage has damaged my professional name, financial career, and work opportunities. In August 2023, Vanguard posted a false "Disclosure" on my financial file that has resulted in my termination and a soft-ban in the financial industry.  An arbitration case has been filed. The Finra Dept of Enforcement (Finra DOE, as I call them) has failed to enforce Vanguard. A/X Growth is my investment management model. There is no investment business whatsoever. Vanguard owes me $500,000. The Finra Department of Enforcement owes me $100,000. ©  Copyri...

Capitalism is a failed economic system.

Updated: February 14, 2024 by Roy Philipose _____________ Note: I have been seeking an "opportunity" to become a portfolio manager since 1998. I can outperform the stock market on a consistent basis. My superior investment model is  A/X Growth . _____________ Capitalism is a failed economic system. The system has failed to  uplift people from poverty, reduce inequality, provide upward mobility, and improve overall "quality of life."  The capitalist system rewards those with capital and punishes those without.  The accumulation of private wealth takes preference at the expense of societal improvement.  The "invisible hand" that is supposed to be working hard to better everyone has become the "greedy hand" to better yourself. For capitalism to succeed, the system has to be more societal-based versus empirical-based.  A wealth tax is needed to correct the great wealth imbalance. ©  Roy Philipose 2024.